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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-02-27 |
| TX | RA | APPROVED | 2024-02-26 |
Branch Locations
25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | New York | NY | 07/2009 | 12/2016 |
| Jpmorgan Securities Llc | New York | NY | 07/2009 | 12/2016 |
| Jpmorgan Chase Bank Na | Summit | NJ | 12/2016 | Present |
| Jpmorgan Securities Llc | Summit | NJ | 12/2016 | Present |
| Babo Wettach, Llc | Montclair | NJ | 12/2022 | Present |
Entity Name: BABO WETTACH, LLC Investment related: No Address: 222 N. Mountain Avenue, Montclair, NJ 07042 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/13/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This entity will own a single family home my wife recently acquired for personal and rental purposes. She will manage the entity (sole manager) and the members will be my wife Candice Pueschel and me. I will have no involvement in any day-to-day issues.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-19 |
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