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Current Employers
Voya Investment Management Co. Llc

200 Park Avenue, New York, NY 10166 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2019-09-05
SC RA APPROVED 2019-07-31
DE RA APPROVED 2019-07-12
LA RA APPROVED 2019-07-08
ND RA APPROVED 2019-06-25
AZ RA APPROVED 2019-06-21
IL RA APPROVED 2019-06-21
OK RA APPROVED 2019-06-17
GA RA APPROVED 2019-06-14
IN RA APPROVED 2019-06-14
KY RA APPROVED 2019-04-11
AK RA APPROVED 2019-03-28
DC RA APPROVED 2019-03-28
RI RA APPROVED 2019-03-21
VA RA APPROVED 2019-03-15
ME RA APPROVED 2019-03-12
TX RA APPROVED_RES 2019-03-12
  • NM RA
    APPROVED
    Since 2019-09-05
  • SC RA
    APPROVED
    Since 2019-07-31
  • DE RA
    APPROVED
    Since 2019-07-12
  • LA RA
    APPROVED
    Since 2019-07-08
  • ND RA
    APPROVED
    Since 2019-06-25
  • AZ RA
    APPROVED
    Since 2019-06-21
  • IL RA
    APPROVED
    Since 2019-06-21
  • OK RA
    APPROVED
    Since 2019-06-17
  • GA RA
    APPROVED
    Since 2019-06-14
  • IN RA
    APPROVED
    Since 2019-06-14
  • KY RA
    APPROVED
    Since 2019-04-11
  • AK RA
    APPROVED
    Since 2019-03-28
  • DC RA
    APPROVED
    Since 2019-03-28
  • RI RA
    APPROVED
    Since 2019-03-21
  • VA RA
    APPROVED
    Since 2019-03-15
  • ME RA
    APPROVED
    Since 2019-03-12
  • TX RA
    APPROVED_RES
    Since 2019-03-12

Branch Locations

5780 Powers Ferry Rd. Nw, Atlanta, GA 30327 • United States

200 Park Avenue, New York, NY 10166 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 04/2016 03/2017
E*Trade Capital Management Llc Alpharetta GA 04/2016 03/2017
Suntrust Investment Services, Inc Atlanta GA 04/2017 02/2019
Suntrust Bank Alpharaetta GA 04/2017 02/2019
Suntrust Advisory Services, Inc Atlanta GA 04/2017 02/2019
Voya Investment Management Altanta GA 03/2019 Present
Voya Investments Distributor, Llc Windsor CT 03/2019 Present
Voya Investment Management Co. Llc New York NY 03/2019 Present
  • 04/2016 → 03/2017
    E*Trade Securities Llc
    Alpharetta, GA
  • 04/2016 → 03/2017
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 04/2017 → 02/2019
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 04/2017 → 02/2019
    Suntrust Bank
    Alpharaetta, GA
  • 04/2017 → 02/2019
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 03/2019 → Present
    Voya Investment Management
    Altanta, GA
  • 03/2019 → Present
    Voya Investments Distributor, Llc
    Windsor, CT
  • 03/2019 → Present
    New York, NY
Previous Registrations
  • 2017-06-01 → 2019-02-19
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
  • 2016-04-25 → 2017-03-23
    Harrisdirect Llc
    Alpharetta, GA
    Arlington, VA
  • 2013-08-28 → 2016-04-06
    Alpharetta, GA
    Lawrenceville, GA
    Roswell, GA
    Atlanta, GA
    Suwanee, GA
    Duluth, GA
    Lawrenceville, GA
    Lawrenceville, GA
    Chamblee, GA
    Atlanta, GA
Other Businesses

INSURANCE LICENSE - GA - HEALTH, LIFE VARIABLE PRODUCTS/INSURANCE PRODUCER / START DATE: 2013/ 0-4 HOURS PER MONTH DEVOTED TO THIS OTHER BUSINESS / 0 HOURS DEVOTED PER MONTH TO THIS OTHER BUSINESS DURING SECURITIES TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-14
S63 Uniform Securities Agent State Law Examination 2009-09-10
  • S66 Uniform Combined State Law Examination
    2013-08-14
  • S63 Uniform Securities Agent State Law Examination
    2009-09-10
Other Names
  • Briton Rotell
  • Brit Rotell
  • Briton Gregory Rotell

View on SEC IAPD

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