Mohammad Soliman Popal

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2024-02-21
CA	RA	APPROVED	2023-09-25

WA RA
APPROVED

Since 2024-02-21
CA RA
APPROVED

Since 2023-09-25

Branch Locations

1601 Cooper Point Rd. Nw, Olympia, WA 98502 • United States

Lake Forest, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Advocats Investment Management	Olympia	WA	03/2017	Present
Lpl Financial, Llc	Olympia	WA	07/2009	Present

03/2017 → Present

Financial Advocats Investment Management

Olympia, WA
07/2009 → Present

Lpl Financial, Llc

Olympia, WA

Previous Registrations

2018-05-03 → 2023-10-06

Financial Advocates Investment Management

San Diego, CA

Olympia, WA

Lake Forest, CA

Lake Forest, CA

Other Businesses

1. 3/15/2017 - Financial Advocates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/19/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 3/15/2017 - Soliman Popal - Not Investment Related - 1281 9th Ave, #1202 San Diego, CA 92101 - Other-Business Owner - Started 03/01/2016 - 8 Hours Per Month/0 Hours During Securities Trading - Time Spent 5% - Freelance photography.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-11-10

S66 Uniform Combined State Law Examination

2011-11-10

View on SEC IAPD