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Case Michael Terrebonne

LPl Financial LLC

Cut Off, LA

Thibodaux, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-12-11
LA RA APPROVED 2012-12-10
  • TX RA
    APPROVED_RES
    Since 2012-12-11
  • LA RA
    APPROVED
    Since 2012-12-10

Branch Locations

135 Highway 3161, Cut Off, LA 70345 • United States

Thibodaux, LA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Thibodaux LA 12/2012 Present
Previous Registrations
  • 2009-09-21 → 2012-12-11
    Raceland, LA
    Cut Off, LA
    Larose, LA
    St Louis, MO
Other Businesses

1) 2012-11-29 - Terrebonne Wealth Management - Business Entity For Tax/Investment Purposes Only - Y - at reported business location(s) - 2012-11-29 - hrs/mth - hrs/mth during trading 2) 2015-12-04 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Galiano Wealth Management Group - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2015-12-01 - 40hrs/mth - 40hrs/mth during trading 3) 2023-11-20 - Rhea Lana's of Houma-Thibodaux - Other - Business Owner - N - at reported business location(s) - 2023-07-31 - 1hrs/mth - 0hrs/mth during trading 4) 2026-03-03 - TWMG Automotive - Other - Business Owner - N - at reported business location(s) - 2022-12-09 - 20hrs/mth - 0hrs/mth during trading 5) 2026-05-12 - Spectrum Automotive Holdings Corp. - Outside/W-2 Employment - N - Fairfield NJ - 2026-05-06 - 80hrs/mth - 0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-18
  • S66 Uniform Combined State Law Examination
    2009-09-18

View on SEC IAPD

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