Sammy Carrasquillo

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-03-31
NY	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

CT RA
APPROVED

Since 2025-03-31
NY RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Wilton, CT • United States

1120 6Th Ave Avenue Of The Americas, New York, NY 10036-6700 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc.	New York	NY	03/2015	05/2018
Raymond James Financial Services Advisors Inc.	New York	NY	03/2015	05/2018
Insurance Coverage	New York	NY	03/2016	04/2018
Crump	New York	NY	03/2016	04/2018
Copper Financial Network Llc	Lenexa	KS	04/2018	02/2022
United Nations Federal Credit Union Advisors	New York	NY	05/2018	02/2022
United Nations Federal Credit Union	Long Island City	NY	03/2015	02/2022
Fidelity	New York	NY	02/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

03/2015 → 05/2018

Raymond James Financial Services, Inc.

New York, NY
03/2015 → 05/2018

Raymond James Financial Services Advisors Inc.

New York, NY
03/2016 → 04/2018

Insurance Coverage

New York, NY
03/2016 → 04/2018

Crump

New York, NY
04/2018 → 02/2022

Copper Financial Network Llc

Lenexa, KS
05/2018 → 02/2022

United Nations Federal Credit Union Advisors

New York, NY
03/2015 → 02/2022

United Nations Federal Credit Union

Long Island City, NY
02/2022 → Present

Fidelity

New York, NY
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2022-05-20 → 2025-03-31

Fidelity Personal And Workplace Advisors

New York, NY
2018-08-09 → 2022-03-02

Unfcu Advisors Llc

New York, NY
2015-04-02 → 2018-05-01

Raymond James Financial Services Advisors, Inc

New York, NY

New York, NY

Long Island City, NY
2013-12-13 → 2015-04-02

Hsbc Securities (Usa) Inc.

New York, NY

New York, NY

New York, NY

New York, NY
2011-03-10 → 2013-12-17

Td Ameritrade, Inc.

Forest Hills, NY
2011-03-10 → 2013-12-17

Td Ameritrade Investment Management, Llc

Forest Hills, NY
2010-01-06 → 2011-03-09

Chase Investment Services Corp.

Brooklyn, NY
2007-05-29 → 2009-12-19

Citigroup Global Markets Inc.

Brooklyn, NY

Long Island City, NY

Long Island City, NY

Greenwich, CT

New York, NY
2007-02-28 → 2007-05-29

Citicorp Investment Services

New York, NY

Other Businesses

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-22

S66 Uniform Combined State Law Examination

2006-02-22

Other Names

Sammy Carrasquillo
Sam Carrasquillo
Sammy J Carrasquillo
Sammy Junito Carrasquillo

View on SEC IAPD