Joseph Hall Mathias

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-06-05

OH RA
APPROVED

Since 2023-06-05

Branch Locations

Westerville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc.	New Albany	OH	01/2016	06/2023
Lpl Financial	Columbus	OH	06/2023	Present

01/2016 → 06/2023

Wells Fargo Advisors Llc.

New Albany, OH
06/2023 → Present

Lpl Financial

Columbus, OH

Previous Registrations

2016-01-08 → 2023-06-05

Wells Fargo Advisors Financial Network, Llc

New Albany, OH

New Albany, OH
2009-09-22 → 2016-01-11

Edward Jones

Worthington, OH

Westerville, OH

Upper Arlington, OH

St Louis, MO

Other Businesses

1)05/2023 - MATHIAS CAPITAL LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2021 - 132 Hr/Mth 2)05/2023 - MKM CUSTOM BUILDERS LLC (DBA MKM FINE HOMES) Business is "inactive" - Business Ower (Real Estate Development) - Non-Inv Rel - Gahanna, OH - Start: 01/2007 - 0 Hrs

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-09-18

S66 Uniform Combined State Law Examination

2009-09-18

Designations

Other Names

Joseph Mathias

View on SEC IAPD