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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-07
TX RA APPROVED 2023-11-03
  • FL RA
    APPROVED
    Since 2023-11-07
  • TX RA
    APPROVED
    Since 2023-11-03

Branch Locations

1950 Cypress Gardens Blvd Suite C, Winter Haven, FL 33884 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2009 11/2023
Raymond James Financial Services, Inc. Winter Haven FL 11/2023 Present
Raymond James Financial Services Advisors, Inc. Winter Haven FL 11/2023 Present
Previous Registrations
  • 2009-09-25 → 2023-11-08
    Winter Haven, FL
    Gainesville, FL
    Gainesville, FL
    Gainesville, FL
    St Louis, MO
Other Businesses

(1)Name of Business: Address: 809 Carlton Ct, Winter Haven, FL, 33884, United States Activity Type: Other Position/Title: Other Investment Related: Yes Start Date: 02/26/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I own and control the website irastrategy.com (2)Name of Business: Horizon Wealth Planning LLC Address: 1950 Cypress Gardens Blvd Ste C, Winter Haven, FL, 33884-1925, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 11/03/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner (3)Name of Business: Rooted In Wisdom Address: 1950 Cypress Gardens Blvd Ste C, Winter Haven, FL, 33884-1925, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/18/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Faith Based Decision Making and Faith Based Finance( Generalized Finance/budget,etc. non-investment related) Seminars and Coaching. Rooted in Wisdom is a Christian based Decision guidance Framework, Based on a personality based assessment and progressing through purpose.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-18
  • S66 Uniform Combined State Law Examination
    2009-09-18
Other Names
  • Mike Kennedy
  • Michael Allen-Joseph Kennedy

View on SEC IAPD

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