Georgina Esperanza Flores

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-01-06

TX RA
APPROVED

Since 2010-01-06

Branch Locations

Dallas, TX • United States

901 Main St Central Business Review Unit, Dallas, TX 75202 • United States

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	10/2009	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Other Businesses

I*5209269, Entity Type: , Name of OBA: Rental Property - 05-Aug-26 - 1, Address: Dallas, Texas, 75202, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 08/10/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-23

S66 Uniform Combined State Law Examination

2009-12-23

Other Names

Georgina Flores

View on SEC IAPD