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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-12-04 |
| TX | RA | APPROVED | 2015-12-04 |
Branch Locations
One North Wacker Suite 3400, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Chicago | IL | 12/2015 | Present |
1. Invest for Kids; 875 N Michigan Ave, Suite 3400, Chicago, IL 60611; Dedicated to supporting highly effective not for profit organizations serving disadvantaged communities; Advisory Board Member; 01/01/2021; 3 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Alcott Elementary Local School Council (LSC); 2625 N Orchard St, Chicago, IL 60614; The Local School Council serves as the governing body of the school and functions as a vehicle for participatory democracy; Parent Representative; Reviewing, approving and monitoring the school?s Continuous Improvement Work Plan (CIWP), conducting Principal evaluation/selection, & approving the school budget & fundraisers; 08/01/2023; 3 Hours per Month; Not during securities trading hours; Not Investment-Related. 3. Children's Advocacy Centers of Illinois; 400 S. 9th Street Suite 101, Springfield, IL 62701; ACI is the network that coordinates and provides a comprehensive response to child abuse in Illinois; Board Member; 01/26/2023; 2 Hours per Month; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-21 |
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