Giovanni M Ruggiero

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-01-20
OH	RA	APPROVED	2012-03-20

TX RA
APPROVED_RES

Since 2015-01-20
OH RA
APPROVED

Since 2012-03-20

Branch Locations

600 Superior Ave E. - 27Th Floor, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Cleveland	OH	07/2010	Present

07/2010 → Present

Ubs Financial Services

Cleveland, OH

Other Businesses

Jesuit Retreat House / 5629 State Road Cleveland,Ohio 44134 / Other/ Charities, Cultural, Educational & Political Organisations / Organization of retreats for students and adults / Member of a committee with management or supervisory functions / / Review of endowment investments, cash flow management for expenses / Start Date 11/01/2016/ Non-profit retreat organization /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-03-19

S66 Uniform Combined State Law Examination

2012-03-19

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

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