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Kevin Alfred Shea

Edelman Financial Engines

Short Hills, NJ

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-10-16
  • NJ RA
    APPROVED
    Since 2018-10-16

Branch Locations

51 Jfk Parkway Suite 270, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company New York NY 07/2013 04/2017
Mml Investors Services New York NY 05/2014 04/2017
Ef Legacy Securities, Llc Henrico VA 04/2017 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 10/2018 08/2026
Edelman Financial Services Llc Fairfax VA 04/2017 11/2018
Edelman Financial Engines Santa Clara CA 08/2026 Present
  • 07/2013 → 04/2017
    Mass Mutual Life Insurance Company
    New York, NY
  • 05/2014 → 04/2017
    Mml Investors Services
    New York, NY
  • 04/2017 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 10/2018 → 08/2026
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 04/2017 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 08/2026 → Present
    Santa Clara, CA
Previous Registrations
  • 2017-05-04 → 2018-11-01
    Edelman Financial Services, Llc
    Short Hills, NJ
    Fairfax, VA
Other Businesses

1) Kevin Shea; INVESTMENT RELATED: No; ADDRESS:; NATURE: Investment Real Estate - Rental Properties; POSITION: Owner/ Landlord; START DATE: 10/09/1999; NUMBER OF HOURS/MONTH: ; HOURS/MNTH DURING SECURITIES TRADING HOURS: ; DUTIES: Property management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-17
S63 Uniform Securities Agent State Law Examination 2014-07-31
  • S66 Uniform Combined State Law Examination
    2017-08-17
  • S63 Uniform Securities Agent State Law Examination
    2014-07-31
Designations
Other Names
  • Kevin Shea
  • Kevin A Shea

View on SEC IAPD

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