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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-10-16 |
Branch Locations
51 Jfk Parkway Suite 270, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | New York | NY | 07/2013 | 04/2017 |
| Mml Investors Services | New York | NY | 05/2014 | 04/2017 |
| Ef Legacy Securities, Llc | Henrico | VA | 04/2017 | 10/2018 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 10/2018 | 08/2026 |
| Edelman Financial Services Llc | Fairfax | VA | 04/2017 | 11/2018 |
| Edelman Financial Engines | Santa Clara | CA | 08/2026 | Present |
1) Kevin Shea; INVESTMENT RELATED: No; ADDRESS:; NATURE: Investment Real Estate - Rental Properties; POSITION: Owner/ Landlord; START DATE: 10/09/1999; NUMBER OF HOURS/MONTH: ; HOURS/MNTH DURING SECURITIES TRADING HOURS: ; DUTIES: Property management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-31 |
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