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Ashley Paige Huffines

Ubs Financial Services Inc.

Nashville, TN

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-09-14
  • TN RA
    APPROVED
    Since 2017-09-14

Branch Locations

Nashville, TN • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Altria Group Distribution Company Chattanooga TN 06/2014 04/2017
Ubs Financial Services, Inc. Chattanooga TN 04/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-14
  • S66 Uniform Combined State Law Examination
    2017-09-14
Other Names
  • Ashley Huffines

View on SEC IAPD

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