Best Investors Account Sign in

Adam Matthew Greene

LPl Financial LLC

Waxhaw, NC

Fort Mill, SC

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-01-02
SC RA APPROVED 2025-01-02
NC RA APPROVED 2024-08-22
  • RI RA
    APPROVED
    Since 2025-01-02
  • SC RA
    APPROVED
    Since 2025-01-02
  • NC RA
    APPROVED
    Since 2024-08-22

Branch Locations

Waxhaw, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Inc. Tustin CA 01/2014 09/2016
Scottrade Inc. San Diego CA 09/2016 03/2018
Td Ameritrade St Louis MO 03/2018 06/2019
Td Ameritrade St Louis MO 06/2019 11/2020
Citizens Securities, Inc Johnston RI 11/2020 11/2022
Citizens Securities, Inc. Johnston RI 11/2022 05/2024
Lpl Financial Llc Fort Mill SC 06/2024 Present
  • 01/2014 → 09/2016
    Scottrade Inc.
    Tustin, CA
  • 09/2016 → 03/2018
    Scottrade Inc.
    San Diego, CA
  • 03/2018 → 06/2019
    Td Ameritrade
    St Louis, MO
  • 06/2019 → 11/2020
    Td Ameritrade
    St Louis, MO
  • 11/2020 → 11/2022
    Citizens Securities, Inc
    Johnston, RI
  • 11/2022 → 05/2024
    Citizens Securities, Inc.
    Johnston, RI
  • 06/2024 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
  • 2020-11-09 → 2024-06-04
    Citizens Securities, Inc.
    Johnston, RI
    Westwood, MA
  • 2018-03-20 → 2020-11-11
    Td Ameritrade, Inc.
    St. Louis, MO
    St Louis, MO
  • 2018-03-20 → 2020-11-11
    Td Ameritrade Investment Management, Llc
    St. Louis, MO
  • 2017-02-18 → 2018-03-20
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-18
S63 Uniform Securities Agent State Law Examination 2010-11-18
  • S66 Uniform Combined State Law Examination
    2017-02-18
  • S63 Uniform Securities Agent State Law Examination
    2010-11-18
Other Names
  • Adam Matthew Greene
  • Adam Greene

View on SEC IAPD

More in Waxhaw, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor