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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-01-11 |
| IL | RA | APPROVED | 2009-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America,Na | Chicago | IL | 07/2010 | Present |
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Chicago | IL | 09/2009 | Present |
I*117103 For profit or not for profit: Non-Profit Organization Name of outside business organization: Roscoe Village Neighbors Association Investment related: N Address of business: Chicago, Illinois 60618 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 9/5/2018 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Serve on the Neighborhood Watch committee in a non-director role to promote safety in Roscoe Village. Prepare budgeting/cash flow reports on committee projects. I will have no authorization to conduct financial transactions nor provide invest.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-08 |
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