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Current Employers
The Ameriflex Group

8475 W. Sunset Road, Suite 101, Las Vegas, NV 89113 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2021-02-01
TX RA APPROVED_RES 2021-01-29
  • NM RA
    APPROVED
    Since 2021-02-01
  • TX RA
    APPROVED_RES
    Since 2021-01-29

Branch Locations

5951 Jefferson Ct. Ne., Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Stephen & Company Albuquerque NM 08/2009 Present
Kestra Financial Services, Inc. Austin TX 04/2016 01/2021
Sagepoint Financial, Inc. Albuquerque NM 01/2021 09/2023
The Ameriflex Group Albuquergue NM 01/2021 Present
The Ameriflex Group Las Vegas NV 01/2021 Present
Osaic Wealth, Inc. Albuquerque NM 09/2023 06/2025
Cambridge Investment Research, Inc. Fairfield IA 06/2025 Present
  • 08/2009 → Present
    Charles Stephen & Company
    Albuquerque, NM
  • 04/2016 → 01/2021
    Kestra Financial Services, Inc.
    Austin, TX
  • 01/2021 → 09/2023
    Sagepoint Financial, Inc.
    Albuquerque, NM
  • 01/2021 → Present
    Albuquergue, NM
  • 01/2021 → Present
    Las Vegas, NV
  • 09/2023 → 06/2025
    Osaic Wealth, Inc.
    Albuquerque, NM
  • 06/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2016-04-20 → 2021-01-29
    Albuquerque, NM
  • 2010-11-19 → 2016-09-22
    Kestra Investment Services, Llc
    Albuquerque, NM
    Austin, TX
Other Businesses

1. ADAM CIEPIELA, 5951 Jefferson St NE, Suite D, Albuquerque NM 87109, United States, 06/27/2025, IAR, Insurance, NIR, 10 HR/MO - 10 HR/MO TRADING 2. CHARLES STEPHEN AND CO., 5951 Jefferson Ct NE, Suite D, Albuquerque NM 87109, United States, 06/27/2025, W2 Employee, Owner/Partner of a Business Entity, INV REL, 40 HR/MO - 15 HR/MO TRADING 3. ALBUQUERQUE MUSEUM FOUNDATION, PO Box 7006, Albuquerque NM 87194, United States, 06/27/2025, Board Member, Arts/Performing Arts, NIR, 4 HR/MO - 0 HR/MO TRADING 4. THE AMERIFLEX GROUP, 8485 W. Sunset Road, Las Vegas NV 89113, United States, 06/27/2025, Agent, RIA Affiliation - other than CIRA, INV REL, 170 HR/MO - 100 HR/MO TRADING 5. JUNIOR ACHIEVEMENT OF NEW MEXICO, 7400 Lincoln Rd NE, Albuquerque NM 87109, United States, 06/27/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO - 0 HR/MO 6. CAPRA BANK, 400 Tijeras Ave, Suite 150, Albuquerque NM 87102, United States, 06/27/2025, Board Member, Bank/Credit Union, INV REL, 10 HR/MO - 10 HR/MO 7. CHARLES STEPHEN AND CO., 5951 Jefferson Ct NE, Suite D, Albuquerque, NM 87109, United States, 06/2025, W2 Employee, DBA Name, INV REL, HR/MO: 40 - HR/MO TRADING: 15

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-09
  • S66 Uniform Combined State Law Examination
    2010-11-09

View on SEC IAPD

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