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8475 W. Sunset Road, Suite 101, Las Vegas, NV 89113 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2021-02-01 |
| TX | RA | APPROVED_RES | 2021-01-29 |
Branch Locations
5951 Jefferson Ct. Ne., Albuquerque, NM 87109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Stephen & Company | Albuquerque | NM | 08/2009 | Present |
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 01/2021 |
| Sagepoint Financial, Inc. | Albuquerque | NM | 01/2021 | 09/2023 |
| The Ameriflex Group | Albuquergue | NM | 01/2021 | Present |
| The Ameriflex Group | Las Vegas | NV | 01/2021 | Present |
| Osaic Wealth, Inc. | Albuquerque | NM | 09/2023 | 06/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2025 | Present |
1. ADAM CIEPIELA, 5951 Jefferson St NE, Suite D, Albuquerque NM 87109, United States, 06/27/2025, IAR, Insurance, NIR, 10 HR/MO - 10 HR/MO TRADING 2. CHARLES STEPHEN AND CO., 5951 Jefferson Ct NE, Suite D, Albuquerque NM 87109, United States, 06/27/2025, W2 Employee, Owner/Partner of a Business Entity, INV REL, 40 HR/MO - 15 HR/MO TRADING 3. ALBUQUERQUE MUSEUM FOUNDATION, PO Box 7006, Albuquerque NM 87194, United States, 06/27/2025, Board Member, Arts/Performing Arts, NIR, 4 HR/MO - 0 HR/MO TRADING 4. THE AMERIFLEX GROUP, 8485 W. Sunset Road, Las Vegas NV 89113, United States, 06/27/2025, Agent, RIA Affiliation - other than CIRA, INV REL, 170 HR/MO - 100 HR/MO TRADING 5. JUNIOR ACHIEVEMENT OF NEW MEXICO, 7400 Lincoln Rd NE, Albuquerque NM 87109, United States, 06/27/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO - 0 HR/MO 6. CAPRA BANK, 400 Tijeras Ave, Suite 150, Albuquerque NM 87102, United States, 06/27/2025, Board Member, Bank/Credit Union, INV REL, 10 HR/MO - 10 HR/MO 7. CHARLES STEPHEN AND CO., 5951 Jefferson Ct NE, Suite D, Albuquerque, NM 87109, United States, 06/2025, W2 Employee, DBA Name, INV REL, HR/MO: 40 - HR/MO TRADING: 15
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-09 |
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