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Current Employers
Stancorp Investment Advisers, Inc.

1100 Sw Sixth Avenue, Portland, OR 97204 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-12-11
  • CO RA
    APPROVED
    Since 2017-12-11

Branch Locations

Highlands Ranch, CO • United States

1100 Sw Sixth Avenue, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brinker Capital Berwyn PA 04/2014 11/2017
Stancorp Equities, Inc. Denver CO 11/2017 Present
Stancorp Investment Advisers, Inc. Denver CO 11/2017 Present
Previous Registrations
  • 2014-07-22 → 2017-11-17
    Brinker Capital Inc
    Berwyn, PA
    Highlands Ranch, CO
Other Businesses

In addition to being a registered representative ("RR") of StanCorp Equities, Inc. ("SEI"), RR is associated with Standard Retirement Services ("SRS"), an investment adviser representative of StanCorp Investment Advisers, Inc. ("SIA"), and an insurance producer appointed with Standard Insurance Company ("SIC"). SRS is a retirement plan service provider that offers recordkeeping and plan administration services, SIA offers investment advice to retirement plan sponsors and plan participants, and SIC is a manufacturer of insurance products, including a fixed group annuity insurance product used by retirement plans as a funding vehicle. SEI, SRS, SIA and SIC (collectively "The Standard") are subsidiaries of Standard Financial Group and are located at 1100 SW 6th Avenue, Portland, OR. RR devotes 100% of their time during normal business hours to provide information about the retirement plan-related products and services offered by The Standard to unaffiliated third party retirement plan service providers, including broker/dealers and investment advisers, to enable them to sell to and support the needs of their customers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-22
S63 Uniform Securities Agent State Law Examination 2009-07-07
  • S65 Uniform Investment Adviser Law Examination
    2014-07-22
  • S63 Uniform Securities Agent State Law Examination
    2009-07-07
Other Names
  • Brad Thomas Weber

View on SEC IAPD

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