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Jimmie Dale Williams

Disciplina Capital Management, LLC

Nashville, TN

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Current Employers
Disciplina Capital Management, Llc

21 Platform Way South 14Th Floor, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
LA RA APPROVED 2020-11-24
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • LA RA
    APPROVED
    Since 2020-11-24

Branch Locations

21 Platform Way South 14Th Floor, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii / John Hancock Carmel IN 06/2018 11/2018
Teachers' Retirement System Of Louisiana Baton Rouge LA 09/2015 05/2017
Bcbs Of Louisiana Baton Rouge LA 05/2017 04/2019
Royal Alliance Associates, Inc. Carmel IN 11/2018 11/2018
Aon Securities Llc Lincolnshire IL 03/2020 10/2020
Aon Lincolnshire IL 04/2019 10/2020
Disciplina Capital Management, Llc Nashville TN 11/2020 Present
  • 06/2018 → 11/2018
    Sii / John Hancock
    Carmel, IN
  • 09/2015 → 05/2017
    Teachers' Retirement System Of Louisiana
    Baton Rouge, LA
  • 05/2017 → 04/2019
    Bcbs Of Louisiana
    Baton Rouge, LA
  • 11/2018 → 11/2018
    Royal Alliance Associates, Inc.
    Carmel, IN
  • 03/2020 → 10/2020
    Aon Securities Llc
    Lincolnshire, IL
  • 04/2019 → 10/2020
    Aon
    Lincolnshire, IL
  • 11/2020 → Present
    Disciplina Capital Management, Llc
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-04
S63 Uniform Securities Agent State Law Examination 2020-07-08
  • S65 Uniform Investment Adviser Law Examination
    2020-09-04
  • S63 Uniform Securities Agent State Law Examination
    2020-07-08
Other Names
  • Jimmie D Williams
  • Jimmie D Williams
  • Duke Williams

View on SEC IAPD

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