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Maria G Sanudo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Monica, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-26
CA RA APPROVED 2010-10-08
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • CA RA
    APPROVED
    Since 2010-10-08

Branch Locations

100 Wilshire Blvd, Santa Monica, CA 90401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 09/2010 Present
Bank Of America, N.A. Beverly Hills CA 03/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-13
  • S66 Uniform Combined State Law Examination
    2010-05-13
Other Names
  • Maria Guadalupe Sanudo

View on SEC IAPD

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