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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-06 |
| FL | RA | APPROVED | 2022-08-03 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2018-07-06 |
Branch Locations
1285 Avenue Of The Americas 15Th, 16Th, 17Th & 18Th, New York City, NY 10019 • United States
100 S.E. 2Nd Street 25Th, Miami, FL 33131 • United States
100 Se 2Nd Street, Suite 2500, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Institutional Investments Inc. | New York | NY | 06/2016 | 05/2018 |
| Jpmorgan Investment Management Inc. | New York | NY | 06/2016 | 05/2018 |
| Ubs Financial Services, Inc. | Miami | FL | 06/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-29 |
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