Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-12-23 |
Branch Locations
Winston Salem, NC • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Fort Mill | SC | 08/2013 | Present |
1. 2/22/2018 - CGM Logistic Solutions - Not Investment Related - Address: TBD - Other-Business Owner - Started 07/2018 - 1 Hour Per Month - Small trucking (semi-trucks) transportation business that will be family owned. 2. 10/9/2018 - CGM Brokerage Corporation - Not Investment Related - Outside/W-2 Employment - CGM Brokerage is a small Trucking(semi-trucks) freight brokerage business, that will be family owned - Start Date:2018. 3. 4/3/2020 - Pneuma - Not Investment Related - Home Based - Other-Rep's Business - Owner - Started 3/31/2020 - 0 Hours Per Month - Time Spent 0% - Online business sales. 4. 1/20/2022 - Frederick Consulting, LLC - Not Investment Related - Other-Business Owner - Started 01/12/2022 - 8 Hours Per Month - 100% Owner - purpose of freight/warehousing consulting. 5. 03/05/2026 - FINRA Dispute Resolution - FINRA Arbitrator - Investment Related - Winston Salem, NC - Start Date 12/27/2024 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-19 |
Reach out to this advisor