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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A&M Ag Partners | Axtell | NE | 09/2014 | 12/2018 |
| Modern Woodmen Of America | Rock Island | IL | 12/2015 | 12/2018 |
| Mwa Financial Services Inc | Rock Island | IL | 01/2016 | 12/2018 |
| Woodbury Financial Services Inc | Minden | NE | 12/2018 | 01/2024 |
| Osaic Wealth, Inc. | Ainsworth | NE | 01/2024 | Present |
1) SELLE FINANCIAL POSITION: Sales Vice President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 100 START DATE: 11/01/2018 ADDRESS: 1035 W Huron St, #402, Chicago IL 60642, United States DESCRIPTION: Vice president of sale for insurance for Selle Financial BGA 2) PAPG LLC DBA PETERSON ASSET PROTECTION GROUP POSITION: MEMBER NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/19/2022 ADDRESS: 118 E 2ND ST; PO BOX 211, AINSWORTH NE 69210, United States DESCRIPTION: Joint operation entity/DBA with business partner to share expenses for serviceswe jointly utilize for marketing activities of securities through WFS and insurance business. Entity has two members which are my S-Corporation, Peterson Asset Protection Group Inc. and my partners (Vance Heyer, fellow Woodbury Rep) S-Corporation Oso Toro Inc. 3) PETERSON ASSET PROTECTION GROUP INC. POSITION: Owner/President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2016 ADDRESS: 118 E 2ND ST; PO BOX 211, AINSWORTH NE 69210, United States DESCRIPTION: Sell and service of traditional insurance products and market securities offered through woodbury financial. 4) AINSWORTH PARTY VESSEL LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/22/2022 ADDRESS: 1002 E Zero st, Ainsworth NE 69210, United States DESCRIPTION: I own a small party bus that gets rented out for celebrations. 5) BROWN COUNTY HOSPITAL POSITION: Hospital Board Member NATURE: 501C INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: 945 E zero st, Ainsworth NE 69210, United States DESCRIPTION: I serve on a voluntary five-person board responsible for monitoring and maintaining the hospital's fiscal schedule in accordance with the hospital bylaws 6) LB840 POSITION: Board member NATURE: Unknown INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 604 E 4th st, Ainsworth NE 69210, United States DESCRIPTION: I serve on a voluntary board to review and qualify applications in accordance with Legislative Bill 840. Approved applications are then finalized or denied by the city council members.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-17 |
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