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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-21
NJ RA APPROVED 2012-04-09
  • TX RA
    APPROVED
    Since 2013-03-21
  • NJ RA
    APPROVED
    Since 2012-04-09

Branch Locations

1200 Howard Blvd, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Laurel NJ 06/2009 Present
Bank Of America, N.A. Mount Laurel NJ 02/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-06
  • S66 Uniform Combined State Law Examination
    2012-04-06

View on SEC IAPD

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