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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cco Investment Services Corp | Rumford | RI | 05/2011 | 12/2017 |
| Lpl Financial Llc | Lincoln | RI | 12/2017 | Present |
| Flagship Harbor Advisors, Llc | Lincoln | RI | 12/2017 | Present |
1. 12/21/2017 - Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/27/2017 - 0 Hours Per Month/0 Hours During Securities Trading - Time Spent 100%. 2. 01/26/2018 - Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 11/27/2017 - 160 Hours Per Month/0 Hours During Securities Trading. 3. 10/26/2021 - No Business Name - Investment Related - Gilford, NH 03249 - Real Estate Rental - Owner - Started 10/01/2020 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-07 |
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