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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-12-22 |
Branch Locations
255 Bear Hill Rd, Waltham, MA 02451 • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Waltham | MA | 07/2009 | 11/2017 |
| New York Life Insurance | Waltham | MA | 06/2009 | 11/2017 |
| Eagle Strategies Llc | Waltham | MA | 05/2015 | 11/2017 |
| Gwfs Equities | Waltham | MA | 12/2017 | Present |
1. Trailing commissions only.[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED. TIME SPENT EXPECTED TO BE 10 HOURS MONTHLY 5 DURING TRADING HOURS; start date 04/2013] 2. Corporate Limousine Services, Inc.; Driver- plan to do10-12 hours a week, none of which are during trading hours or normal GWFS business hours. I would be paid on hourly wage. 3. Chemsford Pop Warner / Director at Large. Serve on Board of Directors for youth football and cheerleading organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-22 |
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