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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-24
  • TX RA
    APPROVED
    Since 2018-10-24

Branch Locations

1609 South Chestnut Street Suite 103, Lufkin, TX 75901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Lufkin TX 01/2015 Present
Two West Investments, Inc. Lufkin TX 01/2015 Present
Raymond James Financial Services Advisors Inc. Lufkin TX 10/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-12
S63 Uniform Securities Agent State Law Examination 2010-02-27
  • S65 Uniform Investment Adviser Law Examination
    2018-10-12
  • S63 Uniform Securities Agent State Law Examination
    2010-02-27

View on SEC IAPD

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