Joseph Nestler

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-10

NY RA
APPROVED

Since 2025-07-10

Branch Locations

500 North Broadway Suites 260 & 242, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mcc Financial Services	Liverpool	NY	04/2015	01/2023
Cadaret, Grant & Co., Inc.	Liverpool	NY	11/2015	01/2023
Pruco Securities	Chittenango	NY	02/2023	03/2023
Cadaret Grant & Co., Inc.	Syracuse	NY	03/2023	07/2025
Lpl Financial Llc	Syracuse	NY	07/2025	Present

04/2015 → 01/2023

Mcc Financial Services

Liverpool, NY
11/2015 → 01/2023

Cadaret, Grant & Co., Inc.

Liverpool, NY
02/2023 → 03/2023

Pruco Securities

Chittenango, NY
03/2023 → 07/2025

Cadaret Grant & Co., Inc.

Syracuse, NY
07/2025 → Present

Lpl Financial Llc

Syracuse, NY

Previous Registrations

2024-10-15 → 2025-07-10

Cadaret, Grant & Co., Inc.

Syracuse, NY

Other Businesses

1- 07/2025 - Notary - Not Investment Related - At Reported Business Location(s) - Start Date 11/13/2022 - 0 hours per month/ during trading 2- 07/2025 - John Nestler & Mary Nestler Family Trust - Act in a Fiduciary Capacity - Investment Related - Chittenango, NY - Start Date 01/09/2020 - 0 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-12

S66 Uniform Combined State Law Examination

2024-10-12

Other Names

Joseph P Nestler

View on SEC IAPD