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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-19
GA RA APPROVED 2023-10-05
  • TX RA
    APPROVED_RES
    Since 2025-06-19
  • GA RA
    APPROVED
    Since 2023-10-05

Branch Locations

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

100 Kimball Place, Suite 300, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usi Consulting Group Glastonbury CT 02/2021 12/2021
Usi Advisors Glastonbury CT 04/2021 12/2021
Usi Securities Glastonbury CT 04/2021 12/2021
Branch Banking And Trust Atlanta GA 10/2012 12/2020
Resources Investment Advisors, Llc Overland Park KS 01/2022 09/2023
Mma Securities Llc Alpharetta GA 09/2023 Present
Marsh Mclennan Agency Alpharetta GA 09/2023 Present
  • 02/2021 → 12/2021
    Usi Consulting Group
    Glastonbury, CT
  • 04/2021 → 12/2021
    Glastonbury, CT
  • 04/2021 → 12/2021
    Usi Securities
    Glastonbury, CT
  • 10/2012 → 12/2020
    Branch Banking And Trust
    Atlanta, GA
  • 01/2022 → 09/2023
    Resources Investment Advisors, Llc
    Overland Park, KS
  • 09/2023 → Present
    Alpharetta, GA
  • 09/2023 → Present
    Marsh Mclennan Agency
    Alpharetta, GA
Previous Registrations
  • 2022-05-02 → 2023-08-31
    Atlanta, GA
    Overland Park, KS
  • 2021-05-10 → 2021-12-10
    Glastonbury, CT
    Atlanta, GA
Other Businesses

1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework. 2. Pension Education Council of Atlanta; Investment Related; 2635 Century Parkway NE Suite 200 Atlanta, GA 30345; Non-Profit - PECA is a continuing education and networking organization for benefits and plan specialists. Board Member; Start Date 4.01.2025; 1-2 hours per month; 1 hr during trading hours; Educational event planning

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-05-27
S65 Uniform Investment Adviser Law Examination 2021-03-26
  • S63 Uniform Securities Agent State Law Examination
    2021-05-27
  • S65 Uniform Investment Adviser Law Examination
    2021-03-26
Other Names
  • Mark Herman Manderson

View on SEC IAPD

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