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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-19 |
| GA | RA | APPROVED | 2023-10-05 |
Branch Locations
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
100 Kimball Place, Suite 300, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usi Consulting Group | Glastonbury | CT | 02/2021 | 12/2021 |
| Usi Advisors | Glastonbury | CT | 04/2021 | 12/2021 |
| Usi Securities | Glastonbury | CT | 04/2021 | 12/2021 |
| Branch Banking And Trust | Atlanta | GA | 10/2012 | 12/2020 |
| Resources Investment Advisors, Llc | Overland Park | KS | 01/2022 | 09/2023 |
| Mma Securities Llc | Alpharetta | GA | 09/2023 | Present |
| Marsh Mclennan Agency | Alpharetta | GA | 09/2023 | Present |
1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework. 2. Pension Education Council of Atlanta; Investment Related; 2635 Century Parkway NE Suite 200 Atlanta, GA 30345; Non-Profit - PECA is a continuing education and networking organization for benefits and plan specialists. Board Member; Start Date 4.01.2025; 1-2 hours per month; 1 hr during trading hours; Educational event planning
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-05-27 |
| S65 | Uniform Investment Adviser Law Examination | 2021-03-26 |
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