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One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-18 |
Branch Locations
One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Newark | NJ | 01/2012 | 02/2019 |
| Prudential Investment Management Services Llc | Newark | NJ | 01/2012 | 02/2019 |
| Voya Investment Management | New York | NY | 02/2019 | 07/2026 |
| Voya Investments Distributor, Llc | Windsor | CT | 02/2019 | 07/2026 |
| Voya Investment Management Co. Llc | New York | CT | 02/2019 | 07/2026 |
| Vp Distributors, Llc | Fair Lawn | NJ | 08/2026 | Present |
| Virtus Investment Advisors | Fair Lawn | NJ | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-30 |
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