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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-17
WV RA APPROVED 2025-12-23
SC RA APPROVED 2025-04-10
NH RA APPROVED 2024-09-05
LA RA APPROVED 2024-07-18
MS RA APPROVED 2023-05-08
RI RA APPROVED 2023-02-28
MO RA APPROVED 2023-02-08
MI RA APPROVED 2022-11-21
CO RA APPROVED 2021-11-15
OK RA APPROVED 2021-10-14
NV RA APPROVED 2021-09-13
NY RA APPROVED 2021-04-16
PR RA APPROVED 2020-10-28
OR RA APPROVED 2020-10-10
OH RA APPROVED 2020-03-16
GA RA APPROVED 2020-02-21
VA RA APPROVED 2019-11-13
DC RA APPROVED 2019-09-03
PA RA APPROVED 2019-08-07
IN RA APPROVED 2018-11-13
WA RA APPROVED 2018-09-25
AZ RA APPROVED 2018-08-08
TX RA APPROVED_RES 2018-06-12
CA RA APPROVED 2018-01-26
FL RA APPROVED 2018-01-26
IL RA APPROVED 2017-04-14
MA RA APPROVED 2017-02-06
AL RA APPROVED 2016-09-26
CT RA APPROVED 2015-05-29
MD RA APPROVED 2013-10-28
NJ RA APPROVED 2012-09-25
  • NC RA
    APPROVED
    Since 2026-06-17
  • WV RA
    APPROVED
    Since 2025-12-23
  • SC RA
    APPROVED
    Since 2025-04-10
  • NH RA
    APPROVED
    Since 2024-09-05
  • LA RA
    APPROVED
    Since 2024-07-18
  • MS RA
    APPROVED
    Since 2023-05-08
  • RI RA
    APPROVED
    Since 2023-02-28
  • MO RA
    APPROVED
    Since 2023-02-08
  • MI RA
    APPROVED
    Since 2022-11-21
  • CO RA
    APPROVED
    Since 2021-11-15
  • OK RA
    APPROVED
    Since 2021-10-14
  • NV RA
    APPROVED
    Since 2021-09-13
  • NY RA
    APPROVED
    Since 2021-04-16
  • PR RA
    APPROVED
    Since 2020-10-28
  • OR RA
    APPROVED
    Since 2020-10-10
  • OH RA
    APPROVED
    Since 2020-03-16
  • GA RA
    APPROVED
    Since 2020-02-21
  • VA RA
    APPROVED
    Since 2019-11-13
  • DC RA
    APPROVED
    Since 2019-09-03
  • PA RA
    APPROVED
    Since 2019-08-07
  • IN RA
    APPROVED
    Since 2018-11-13
  • WA RA
    APPROVED
    Since 2018-09-25
  • AZ RA
    APPROVED
    Since 2018-08-08
  • TX RA
    APPROVED_RES
    Since 2018-06-12
  • CA RA
    APPROVED
    Since 2018-01-26
  • FL RA
    APPROVED
    Since 2018-01-26
  • IL RA
    APPROVED
    Since 2017-04-14
  • MA RA
    APPROVED
    Since 2017-02-06
  • AL RA
    APPROVED
    Since 2016-09-26
  • CT RA
    APPROVED
    Since 2015-05-29
  • MD RA
    APPROVED
    Since 2013-10-28
  • NJ RA
    APPROVED
    Since 2012-09-25

Branch Locations

New York, NY • United States

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company New York NY 03/2009 Present
Park Avenue Securities New York NY 10/2010 Present
Guardian Life Insurance Company Garrison NY 06/2024 Present
Park Avenue Securities Garrison NY 06/2024 Present
  • 03/2009 → Present
    Guardian Life Insurance Company
    New York, NY
  • 10/2010 → Present
    Park Avenue Securities
    New York, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Garrison, NY
  • 06/2024 → Present
    Park Avenue Securities
    Garrison, NY
Other Businesses

1. Outside insurance sale-I sell insurance products outside of Guardian. Start: 07/01/2009, Address: 437 Madison Avenue, 29th Floor, 10022, 4 total hours per month; 4 during securities trading hours, Investment related, Less than 10% annual compensation, 2. Board Member at People's Theatre Project-Board Member, review financials for the Organization. Start: 07/02/2018, Address: 5030 Broadway, Suite 560 New York, NY 10034, 2 non bus hrs per month, Not investment related, 3) Volar Financial Services LLC-LLC was created for DBA., Start: 09/02/2024, Address: 437 Madison avenue New York NY 10022, 160 total hours per month; 160 during securities trading hours, Investment related, No annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-13
  • S66 Uniform Combined State Law Examination
    2012-08-13

View on SEC IAPD

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