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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-05 |
| TX | RA | APPROVED | 2023-05-04 |
Branch Locations
1285 W Elliot Rd., Tempe, AZ 85284 • United States
830 S Mill Ave, Tempe, AZ 85281 • United States
1821 E. Guadalupe Rd., Tempe, AZ 85283 • United States
1998 North Alma School Road, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Gilbert | AZ | 01/2023 | 04/2023 |
| Apex Home Mortgage | Phoenix | AZ | 01/2021 | 12/2022 |
| Benjamin Franklin Charter School | Queen Creek | AZ | 11/2021 | Present |
| J.P. Morgan Securities Llc | Tempe | AZ | 05/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 05/2023 | Present |
| Associate Staffing, Llc | Gilbert | AZ | 11/2022 | 01/2023 |
| Jpmorgan Chase Bank, N.A. | Mesa | AZ | 05/2016 | 01/2021 |
Entity Name: Benjamin Franklin Charter School Investment related: No Address: 18864 E Germann Rd, Queen Creek, AZ 85142 Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 11/01/2021 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0-10 Briefly describe your duties: This is a charter High School. I am a High School swim coach. I started there in 11/01/2021. I would allocate approximately 50 hours per month. There would be 2-4 hours per month during securities trading hours. I coach a high school swim team. Practices are at night or in the early morning before or after business hours. There are a couple of swim meets a month that may start prior to the trading day being over so less than 5 hours per month during security trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-13 |
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