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William Barclay Holmes

Stephens

Atlanta, GA

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-08-05
TX RA APPROVED 2025-08-04
  • GA RA
    APPROVED
    Since 2025-08-05
  • TX RA
    APPROVED
    Since 2025-08-04

Branch Locations

3344 Peachtree Road, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co. Atlanta GA 07/2010 09/2018
Jpmorgan Chase Bank Na Atlanta GA 09/2018 07/2025
Jpmorgan Securities Llc Atlanta GA 09/2018 07/2025
Goldman Sachs & Co Atlanta GA 04/2018 09/2018
Stephens Atlanta GA 08/2025 Present
  • 07/2010 → 09/2018
    Goldman, Sachs & Co.
    Atlanta, GA
  • 09/2018 → 07/2025
    Jpmorgan Chase Bank Na
    Atlanta, GA
  • 09/2018 → 07/2025
    Jpmorgan Securities Llc
    Atlanta, GA
  • 04/2018 → 09/2018
    Goldman Sachs & Co
    Atlanta, GA
  • 08/2025 → Present
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-28
S66 Uniform Combined State Law Examination 2010-10-22
  • S65 Uniform Investment Adviser Law Examination
    2024-03-28
  • S66 Uniform Combined State Law Examination
    2010-10-22
Other Names
  • William Barclay Holmes
  • William B Holmes

View on SEC IAPD

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