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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-03-21
  • OH RA
    APPROVED
    Since 2018-03-21

Branch Locations

800 Gallia Street Suite 532, Portsmouth, OH 45662 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Charleston SC 04/2015 01/2018
Raymond James Financial Services, Inc. Portsmouth OH 02/2018 Present
Raymond James Financial Services Advisors Inc. Portsmouth OH 03/2018 Present
  • 04/2015 → 01/2018
    Northwestern Mutual Investment Services Llc
    Charleston, SC
  • 02/2018 → Present
    Raymond James Financial Services, Inc.
    Portsmouth, OH
  • 03/2018 → Present
    Portsmouth, OH
Previous Registrations
Other Businesses

(1)Name of Business: Capital Wealth Partners Address: 800 Gallia St Ste 532, Portsmouth, OH, 45662, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 02/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner, Office manager, administrator, financial advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-11
  • S66 Uniform Combined State Law Examination
    2009-09-11
Other Names
  • Jay Daehler
  • James Wlater Daehler
  • James Walter Daehler
  • James Walter Daehler
  • James Daehler Jr
  • James W Daehler
  • James W Daehler Jr
  • Jay Daehler Jr

View on SEC IAPD

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