William Franklin Rogers

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-05-05
SC	RA	APPROVED	2016-11-23

TX RA
APPROVED_RES

Since 2020-05-05
SC RA
APPROVED

Since 2016-11-23

Branch Locations

850 Morrison Drive Suite 800, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Credit Suisse Securities (Usa) Llc	New York	NY	07/2010	09/2016
Morgan Stanley	Charleston	SC	10/2016	Present
Morgan Stanley Private Bank, National Association	New York	NY	12/2016	Present

07/2010 → 09/2016

Credit Suisse Securities (Usa) Llc

New York, NY
10/2016 → Present

Morgan Stanley

Charleston, SC
12/2016 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

1. The Able Life Foundation; Not Investment related; Fundraising; Board Chair, member of HR committee, member of marketing committee (proprietor, partner, officer, director, employee, trustee, agent); Feb 2017; During business hours: 1; After business hours: 4 2.* 470629- Breakwater Holdings LLC; Investment related -Yes; Mount Pleasant, South Carolina; Real Estate; Organizer(proprietor, partner, officer, director, employee, trustee, agent); 05/2021; During business hours: 0; After business hours: 1; Currently, none

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-11-23
S63	Uniform Securities Agent State Law Examination	2010-08-27

S65 Uniform Investment Adviser Law Examination

2016-11-23
S63 Uniform Securities Agent State Law Examination

2010-08-27

Other Names

William F Rogers
William F Rogers
Will Rogers

View on SEC IAPD