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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-04
NJ RA APPROVED 2015-11-16
TX RA APPROVED 2015-11-16
  • FL RA
    APPROVED
    Since 2025-12-04
  • NJ RA
    APPROVED
    Since 2015-11-16
  • TX RA
    APPROVED
    Since 2015-11-16

Branch Locations

Wellesley, MA • United States

North Palm Beach, FL • United States

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boston MA 11/2015 Present
Previous Registrations
  • 2010-09-03 → 2015-12-16
    Credit Suisse Securities (Usa) Llc
    Boston, MA
Other Businesses

Commonwealth of Massachusetts / One Ashburton Place Room 1719 Boston,MA 02108 / Other/ Government / Governor of the Commonwealth of Massachusetts / Other / Notary Public / Notarize documents / Start Date 6/19/2013/ Notary Public Commonwealth of Massachusetts /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-31
  • S66 Uniform Combined State Law Examination
    2010-08-31

View on SEC IAPD

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