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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-12-11 |
| TX | RA | APPROVED | 2021-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 11/2021 |
| Morgan Stanley | Jericho | NY | 11/2021 | Present |
| Fidelity Brokerage Services, Llc | Forest Hills | NY | 04/2016 | 06/2017 |
| Fidelity Brokerage Services, Llc | Huntington/Plainview | NY | 06/2017 | 11/2021 |
*468375 - Seven Eleven Sisters, LLC; Investment related - Yes; New Rochelle, New York; Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 11/2016; During business hours: 0; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-11 |
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