Best Investors Account Sign in
Claim This Profile
Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-22
  • TX RA
    APPROVED
    Since 2022-08-22

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

Prosper, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 10/2015 09/2016
Td Ameritrade Omaha NE 10/2016 10/2017
Td Ameritrade St Louis MO 10/2017 06/2018
Td Ameritrade St Louis MO 07/2018 04/2021
Unemployed Wildwood MO 05/2021 07/2021
Sofi Securities, Llc San Francisco CA 08/2021 Present
Sofi Wealth, Llc San Francisco CA 08/2021 Present
  • 10/2015 → 09/2016
    Td Ameritrade
    Omaha, NE
  • 10/2016 → 10/2017
    Td Ameritrade
    Omaha, NE
  • 10/2017 → 06/2018
    Td Ameritrade
    St Louis, MO
  • 07/2018 → 04/2021
    Td Ameritrade
    St Louis, MO
  • 05/2021 → 07/2021
    Unemployed
    Wildwood, MO
  • 08/2021 → Present
    Sofi Securities, Llc
    San Francisco, CA
  • 08/2021 → Present
    San Francisco, CA
Previous Registrations
  • 2012-06-26 → 2019-01-15
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    St. Louis, MO
    Omaha, NE
  • 2012-06-26 → 2013-09-24
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Other Businesses

Trailer Trimmings non investment related Entrepreneurial endeavor in horse trailer accessories and riding related apparel. Running a website, designing apparel Sole proprietor. Entrepreneurial endeavor in horse trailer accessories and riding related apparel. 100% owner, https://www.trailertrimmings.com/ 0 hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-14
S63 Uniform Securities Agent State Law Examination 2010-03-05
  • S66 Uniform Combined State Law Examination
    2012-06-14
  • S63 Uniform Securities Agent State Law Examination
    2010-03-05
Other Names
  • Liz Bartlett
  • Elizabeth Faye Bartlett
  • Elizabeth Faye Bartlett

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor