Patricia Rivera

Current Employers

Employment History

• 09/2008 → 12/2022
  Usaa Financial Advisors, Inc.
  San Antonio, TX
• 12/2022 → 07/2026
  Edward Jones
  San Antonio, TX
• 07/2026 → Present
  Cwm, Llc Carson Group Holdings
  Omaha, NE
• 08/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2022-12-20 → 2026-07-19
  Edward Jones
  St. Louis, MO
  San Antonio, TX
  St Louis, MO
• 2014-09-29 → 2020-12-21
  Usaa Investment Services Company
  San Antonio, TX
  Plano, TX
• 2013-04-23 → 2014-10-09
  Usaa Financial Planning Services
  San Antonio, TX
• 2011-02-02 → 2013-05-02
  Usaa Investment Services Company
  San Antonio, TX
• 2009-11-30 → 2011-02-07
  Usaa Financial Planning Services
  San Antonio, TX

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: DIRECTOR OF COMPLIANCE START DATE: 07/2026 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: COMPLIANCE DIRECTOR LEADING RESEARCH, PROJECTS, SCALABILITY SOLUTIONS, AND CROSS-FUNCTIONAL PARTNERSHIPS. 2. NAME OF OTHER BUSINESS: CWM, LLC CARSON GROUP HOLDINGS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2026 POSITION/TITLE/RELATIONSHIP: DIRECTOR OF COMPLIANCE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: COMPLIANCE DIRECTOR LEADING RESEARCH, PROJECTS, SCALABILITY SOLUTIONS, AND CROSS-FUNCTIONAL PARTNERSHIPS.

Exams

• S66 Uniform Combined State Law Examination
  2009-11-21

Other Names

• Patricia Alanis
• Patty Rivera