Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2019-01-22 |
| CA | RA | APPROVED | 2012-08-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | San Jose | CA | 03/2012 | 06/2023 |
| Osaic Wealth, Inc. | San Jose | CA | 06/2023 | Present |
1. DBA, VON BARON WEALTH MANAGEMENT POSITION: Life and Health Agent NATURE: Sole Proprietorship, Von Baron Wealth Management is a DBA/Marketing name for outside insurance activity independent of Royal Alliance. Insurance sales include fixed annuity, fixed life, health. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 15 START DATE: 10/01/2011 ADDRESS: 174 N. 14th Street, San Jose CA 95112, United States DESCRIPTION: LIfe and Health Agent 2. BARON TAX SERVICES POSITION: Principal NATURE: Von Baron Financial Services LLC will be DBA "Baron Tax Services. Will be providing tax preparation services, and tax planning services. INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 4 START DATE: 02/04/2025 ADDRESS: 174 N. 14th St., San Jose CA 95112, United States DESCRIPTION: Tax preparation and tax planning services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-07 |
Reach out to this advisor