Roger Gerard Gervais

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-08-17
TX	RA	APPROVED_RES	2016-11-15
ME	RA	APPROVED	2014-11-12
WI	RA	APPROVED	2009-08-31

FL RA
APPROVED

Since 2018-08-17
TX RA
APPROVED_RES

Since 2016-11-15
ME RA
APPROVED

Since 2014-11-12
WI RA
APPROVED

Since 2009-08-31

Branch Locations

12075 N. Corporate Parkway Suite 200, Mequon, WI 53092 • United States

Cedarburg, WI • United States

China, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Incorporated	Mequon	WI	06/2009	Present

06/2009 → Present

Robert W. Baird & Co. Incorporated

Mequon, WI

Other Businesses

Name/Address: Western Road LLC, N49 W7035 Western Road Cedarburg, WI 53102 Start date: 4/6/19. Hours spent: 5 hours/month. Zero hours spent during trading hours. Role/Responsibility: Owning and operating a rental property Non-Investment related. Name/Address: Author, N49W7035 Western Road Cedarburg, WI 53012 Start date: 6/1/20 Hours spent: 0-2 hours/month Hours spent during trading hours: 0-1 hour/month Role/Responsibility: Author, Non-Investment related Name and Address: Winwood LLC N49W7035 Western Rd Cedarburg WI 53012 Start Date: 12/1/20 Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: RLG LLC, N49W7035 Western Rd Cedarburg WI 53012 Start date: 4/13/2011 Hours spent: Less than 1/month Hours spent during trading Hours: 0 Role/Responsibility: LLC member Not Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-28

S66 Uniform Combined State Law Examination

2009-08-28