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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-19
  • FL RA
    APPROVED
    Since 2021-11-19

Branch Locations

215 N Westmonte Drive, Altamonte Springs, FL 32714 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
(Concourse Financial Group Securities Inc (Fka Proequities Inc) Longwood FL 08/2016 11/2021
(Dba) Solutions Group Wealth Management Longwood FL 09/2019 11/2021
(Dba) Hpl Wealth Advisors Longwood FL 08/2016 09/2019
Solutions Group Accounting Firm Longwood FL 03/2020 11/2021
Lpl Financial Llc Altamonte Springs FL 11/2021 Present
  • 08/2016 → 11/2021
    (Concourse Financial Group Securities Inc (Fka Proequities Inc)
    Longwood, FL
  • 09/2019 → 11/2021
    (Dba) Solutions Group Wealth Management
    Longwood, FL
  • 08/2016 → 09/2019
    (Dba) Hpl Wealth Advisors
    Longwood, FL
  • 03/2020 → 11/2021
    Solutions Group Accounting Firm
    Longwood, FL
  • 11/2021 → Present
    Altamonte Springs, FL
Previous Registrations
  • 2016-08-29 → 2021-12-16
    Concourse Financial Group Securities, Inc.
    Longwood, FL
    Longwood, FL
    Orlando, FL
    Deland, FL
    Heathrow, FL
    Longwood, FL
    Orlando, FL
    Astatula, FL
    Orlando, FL
  • 2014-03-11 → 2016-09-12
    Waddell & Reed
    Maitland, FL
Other Businesses

1) 11/2021- Synergy Wealth Alliance- DBA for LPL Business (entity for LPL business)- inv. related- At Reported Business Location(s) - Start Date 11.15.21 - 160 hours per month/ 8 hours during trading 2) 11/2021- Real Estate Rental- property owner- inv. related- DELAND, FL - Start Date 11.2.21 - 1hr/mth 3) 03/26/2026 - CollabX Coaching - Business Owner - Not Investment Related - Astatula, FL - Start Date 07/08/2024 - 8 hours per month/ 4 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-10
  • S66 Uniform Combined State Law Examination
    2014-03-10
Other Names
  • Aaron Paul
  • Aaron Steven Paul

View on SEC IAPD

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