Lisa D Simmons

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-06-23
CT	RA	APPROVED	2010-05-27

TX RA
APPROVED

Since 2010-06-23
CT RA
APPROVED

Since 2010-05-27

Branch Locations

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney, Inc	Westport	CT	05/2010	11/2016
Morgan Stanley	Westport	CT	11/2016	Present

05/2010 → 11/2016

Morgan Stanley Smith Barney, Inc

Westport, CT
11/2016 → Present

Morgan Stanley

Westport, CT

Previous Registrations

2009-05-20 → 2010-05-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Guilford, CT

Other Businesses

1.RENTAL PROPERTY; INVESTMENT RELATED; BRIDGEPORT/CT; REAL ESTATE; TITLE: OWNER; START DATE: 02/2016; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 1.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-17

S66 Uniform Combined State Law Examination

2009-05-17

Other Names

Lisa J Dorismond
Lisa Joan Dorismond

View on SEC IAPD