Amy Elizabeth Diehl

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2022-01-27
TX	RA	APPROVED	2021-12-15
CA	RA	APPROVED	2021-07-06

CO RA
APPROVED

Since 2022-01-27
TX RA
APPROVED

Since 2021-12-15
CA RA
APPROVED

Since 2021-07-06

Branch Locations

845 Texas Avenue, Houston, TX 77002 • United States

1550 Market Street Suite 600, Denver, CO 80202 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Inc.	Palo Alto	CA	07/2010	06/2021
Jpmorgan Chase Bank	Palo Alto	CA	07/2010	06/2021
Vlm Properties	San Francisco	CA	04/2017	02/2018
Morgan Stanley Smith Barney Llc	Denver	CO	06/2021	Present
Morgan Stanley Private Bank, N.A.	New York	NY	06/2021	Present

07/2010 → 06/2021

J.P. Morgan Securities Inc.

Palo Alto, CA
07/2010 → 06/2021

Jpmorgan Chase Bank

Palo Alto, CA
04/2017 → 02/2018

Vlm Properties

San Francisco, CA
06/2021 → Present

Morgan Stanley Smith Barney Llc

Denver, CO
06/2021 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-06
S63	Uniform Securities Agent State Law Examination	2010-10-05

S66 Uniform Combined State Law Examination

2021-07-06
S63 Uniform Securities Agent State Law Examination

2010-10-05

Other Names

Amy E Johnson
Amy Elizabeth Johnson

View on SEC IAPD

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