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290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2014-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Management Investment Distributors Inc | Boston | MA | 09/2014 | Present |
Name of Activity: Tufts University Men's Rugby Football Club; Date Activity Started/Modified/Ended: 9/1/2021; Type of Activity: Other - College Athletics; Role/Relationship: Other - ASSISTANT COACH; Responsibilities: Assistant Coach for Tufts University Mens Rugby Football Club; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-23 |
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