Albert D Kim

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-03-28
NJ	RA	APPROVED	2015-09-21
PA	RA	APPROVED	2014-03-18

TX RA
APPROVED_RES

Since 2016-03-28
NJ RA
APPROVED

Since 2015-09-21
PA RA
APPROVED

Since 2014-03-18

Branch Locations

Blackwood, NJ • United States

1200 Howard Blvd, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Landsdale	PA	03/2014	Present
Bank Of America, N.A.	Lansdale	PA	04/2014	Present

03/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Landsdale, PA
04/2014 → Present

Bank Of America, N.A.

Lansdale, PA

Previous Registrations

2012-10-01 → 2013-01-18

J.P. Morgan Securities Llc

Emerson, NJ
2011-05-24 → 2012-10-01

Chase Investment Services Corp.

Emerson, NJ
2010-09-13 → 2011-03-04

Edward Jones

St Louis, MO

Villanova, PA

Wynnewood, PA

Other Businesses

I*1301295 Entity Type: Charitable Name of outside business organization: Korean American Association of Greater Philadelphia Investment related: No Address of business: Philadelphia, PA 19109 Position, title, association: Board Member Start date of relationship: 5/22/2023 Number of hours devoted: 4 hours Monthly Number of hours devoted during trading hours: 0 Duties: Attend board meetings, help with fundraising goal, help organize events. I*1290261 Entity Type: Charitable Name of outside business organization: Korean-American Chamber of Commerce for Philadelphia Investment related: No Address of business: Philadelphia, PA 19109 Position, title, association: Board Member Start date of relationship: 5/22/2023 Number of hours devoted: 3 hours Monthly Number of hours devoted during trading hours: 0 Duties: Purpose is to promote and support Korean-American businesses and individuals in the Greater Philadelphia region. My responsibilities include participating in board meetings, represent the chamber at events and support fundraising efforts. I*3013265 Entity Type: Entity Charitable Name of OBA: Asian Real Estate Association of America Address: Philadelphia, PA 19109 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/31/2025 Number of Hours: 3, Monthly Number of Hours during trading: 0, Monthly Duties: Promoting sustainable homeownership opportunities in Asian American communities. As a board member I will attend board meetings and help plan for membership events.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-10

S66 Uniform Combined State Law Examination

2010-09-10

Other Names

Albert Kim
Albert Daniel Kim

View on SEC IAPD