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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-09 |
| KY | RA | APPROVED | 2015-10-02 |
Branch Locations
1000 Monarch St Ste 250, Lexington, KY 40513-1945 • United States
12700 Townepark Way Ste 100, Louisville, KY 40243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lexington | KY | 03/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Lexington | KY | 03/2020 | Present |
Real Estate Ownership; Single Family; 102 Dogwood Lane, , Princeton, KY, 42445; Not Investment-Related; 02/28/2019. Business Ownership; Fink Management Services, LLC; Partner in managing office expenses and staff for the Ameriprise practice. Will assist with bookkeeping.; Manage office expenses and staff for Ameriprise practice.; 1000 Monarch St., Suite 250, , Lexington, KY, 40513; Not Investment-Related; 02/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / TCA Services, LLC; Co-owner; Manage Ameriprise Business; 1000 Monarch Street, Suite 250, Lexington, KY, 40513; Investment-Related; 07/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours / SLL Solutions, LLC; Owner; Manage Ameriprise Business; 1000 Monarch Street, Suite 250, Lexington, KY, 40513; Investment-Related; 07/18/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-01 |
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