Jonathan Richard Searles

Current Employers

Employment History

• 06/2009 → 03/2019
  First Empire Securities, Inc.
  Hauppauge, NY
• 03/2019 → Present
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
• 09/2021 → Present
  Piper Sandler & Co.
  New York, NY

Previous Registrations

• 2019-03-22 → 2021-10-01
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
  Hauppauge, NY
• 2010-02-23 → 2019-01-10
  First Empire Asset Management, Inc
  Hauppauge, NY

Other Businesses

Name of Other Business: Huntington Country Club; Investment Related: No; Address of Other Business: 483 Main St Huntington, NY 11743; Nature of Other Business: Private Country Club. On board of directors; Position: Board Member / Director; Time devoted to the Business: 4 hour(s) per Month; Compensation: No; 0 percent of time commitment during trading hours; Start date of other business is Sep 01, 2015; Duties Include: Board Member / Director Name of Other Business: B&G Industries, Ltd. Investment Related: No Address of Other Business: 7100 New Horizons Blvd, Amityville, NY Nature of Other Business: B&G Industries has been in business since 1976 and wholly owns B&G Electrical Contractors of NY, Loss Prevention & Control (LPC), Pathways Systems and Design (PSD). Together B&G,LPC & PSD provide installation services ranging from Electrical, Low Voltage, IT Integration, Security & Fire Alarm systems. Position: Board Member / Director Time devoted to the Business: 6 hours per Year Compensation: Yes, Compensation to be at $5,000.00 per meeting. Assume two meetings per year, so $10,000.00 in total compensation. This would be a yearly commitment for 2023, with the first meeting in late April.; 0 percent of time commitment during trading hours; Start date of other business is 5/1/2023 Duties include: Serve on the company's board of directors.

Exams

• S66 Uniform Combined State Law Examination
  2009-07-20

Other Names

• Jonathan R Searles
• Jonathan Searles