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Account
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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-12-14 |
Branch Locations
31225 La Baya Drive, Suite 104, Westlake Village, CA 91362 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hudson Financial Services | Westlake Village | CA | 10/2008 | Present |
| Planmember Securities Corporation | Carpinteria | CA | 07/2009 | Present |
| The Legacy Group (Dba) Hudson Financial Services: | Westlake | CA | 12/2012 | Present |
1)HUDSON FINANCIAL SERVICES; 31225 LA BAYA DRIVE SUITE 104 WESTLAKE VILLAGE CA 91362; START 10/2008; INSURANCE AGENT; 80HRS/MO; 40HRS/TRADING. IR 2)PETITE SWAN LLC, 530 BUSH ST SUITE 501 SAN FRANCISCO CA 94108; O HRS/MO 0 HRS/MO DURING TRADING; PASSIVE INVESTMENT PERSONAL ONLY IR. 3)THE LEGACY GROUP (DBA) HUDSON FINANCIAL SERVICES: 31225 LA BAYA DR., SUITE 104 WESTLAKE VILLAGE, CA 91362;START DATE: 12/4/2012;403B RETIREMENT THROUGH PLANMEMBER SERVICES- INVESTMENTS;NUM. OF HRS/MTH DEVOTED TO THIS BUS:05 ;NUM OF HRS/MTH DEVOTED TO THIS BUS. DURING TRADING HRS:5 IR4.) The Louis Zamperini Foundation 501(c) 3 non profit volunteer Board Member/ to help kids in need/ 18375 Ventura Blvd. Ste 428 Tarzana CA 91356 818-377-5025 3hrs/mo 1hr/mo during trading start 1/1/2020 NIR.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-10-28 |
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