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Prudential Tower 800 Boylston Street, Boston, MA 02199 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-02-07 |
| TX | RA | APPROVED | 2024-02-01 |
Branch Locations
Prudential Tower 800 Boylston Street, Boston, MA 02199 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2016 | 05/2019 |
| City Of Cambridge Participating Budget Committee | Cambridge | MA | 05/2016 | 11/2016 |
| The Harvest Group | Waltham | MA | 06/2019 | 06/2023 |
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2019 | 06/2023 |
| Aw Securities | Folsom | CA | 07/2023 | 01/2024 |
| Allworth Financial | Folsom | CA | 07/2023 | 01/2024 |
| Rwa Wealth Partners, Llc | Newton | MA | 01/2024 | Present |
1) URBAN EDGE. NOT INVESTMENT RELATED. LOCATED AT 1542 COLUMBUS AVE, ROXBURY, MA 02119. NON-PROFIT, COMMUNITY HOUSING. TITLE IS INVESTMENT COMMITTEE MEMBER. STARTED 06/2019. 1 HR/MO. DUTIES HELP DEVELOP AN INVESTMENT POLICY STATEMENT AND EDUCATE ON INVESTMENT OPTIONS. 2) 286 WINDSOR CONDO. NOT INVESTMENT RELATED BUSINESS. LOCATED AT 286 WINDSOR ST, CAMBRIDGE, MA. CONDO ASSOCIATION. TITLE IS TRUSTEE. STARTED 03/2011. 1 HR/MO DEVOTED. DUTIES ARE TRUSTEE OF 3 UNIT CONDO ASSOCIATION. 3) FLETCHER MAYNARD ACADEMY P.T.O. NOT INVESTMENT RELATED. LOCATED AT 225 WINDSOR ST, CAMBRIDGE, MA 02139. PATRENT TEACHER ORG. TITLE IS EXECUTIVE MEMBER. STARTED 09/2017. DEVOTED 1HR/MO. DUTIES ARE TO DISCUSS RELATIONSHIP/COMMUNICATION BETWEEN SCHOOL & PARENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-20 |
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