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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED_RES | 2025-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Business | Baltimore | MD | 01/2008 | Present |
| Penn Mutual Life Insurance Company | Horsham | PA | 10/2012 | 04/2017 |
| Hornor, Townsend & Kent, Inc | Horsham | PA | 10/2012 | 04/2017 |
| Lincoln Financial Advisors Corporation | Baltimore | MD | 04/2017 | 01/2025 |
| Osaic Wealth, Inc. | Baltimore | MD | 01/2025 | Present |
1) STUART GRAY/SPRINGLAKE FINANCIAL 5221 SPRINGLAKE WAY BALTIMORE MD 21212 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT/OWNER DUTIES: OFFERING ACCIDENT AND HEALTH INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES, AND TRADITIONAL LIFE INSURANCE START DATE: 01/10/2022 HOURS PER MONTH: 160 HOURS PER MONTH DURING TRADING HOURS: 160
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-12 |
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