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Richard Louis Suarez

J.P. Morgan Securities LLC

Traverse City, MI

Traverse City, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-13
MI RA APPROVED 2023-12-07
  • TX RA
    APPROVED
    Since 2023-12-13
  • MI RA
    APPROVED
    Since 2023-12-07

Branch Locations

995 S Airport Rd W, Traverse City, MI 49686 • United States

4001 Us 31 S, Traverse City, MI 49685 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Traverse City MI 06/2009 Present
J.P. Morgan Securities Llc Traverse City MI 10/2012 Present
Richard Suarez(Dba Suarez Soccer Academy) Petoskey MI 02/2015 02/2022
  • 06/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Traverse City, MI
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Traverse City, MI
  • 02/2015 → 02/2022
    Richard Suarez(Dba Suarez Soccer Academy)
    Petoskey, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-06
S63 Uniform Securities Agent State Law Examination 2009-07-02
  • S66 Uniform Combined State Law Examination
    2022-10-06
  • S63 Uniform Securities Agent State Law Examination
    2009-07-02
Other Names
  • Richard L Suarez

View on SEC IAPD

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